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Chapter Outline
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Introduction
  1. The 1998 $200 Billion transportation bill
    1. Taking advantage of the budget surplus
    2. The bill was both of political and practical value
    3. It illustrates that the Congress is both a national lawmaking institution and a representative assembly for states and districts
  2. The chapter's focus: nature and relationship of congressional election and organization, and concluding with congressional policymaking
  3. The chapter's main points:
    1. Congressional elections have strong local orientation, favor incumbents
    2. Although party leaders in Congress provide collective leadership, the work of Congress is done mainly through committee structure
    3. Congress lacks the direction and organization required for the development of comprehensive national policies, but it is well organized to handle policies of relatively narrow scope
    4. Congress's policymaking role is based on three major functions:
      1. lawmaking
      2. representation
      3. oversight
Congress as a Career: Election to Congress
  1. Section Introduction
    1. In the nation's first century, service in the Congress was not a career for most of its members
    2. The modern Congress is made up of mostly professional politicians
    3. Incumbents have a good chance of being reelected
  2. Using Incumbency to Stay in Congress
    1. An incumbent promotes one's reelection prospects by responding to the constituency
      1. Pork barrel projects:  legislation that funds a special project for a particular locale, such as a new highway or hospital
      2. Service strategy:  providing constituents with information about and help with government programs
    2. Frank privilege:  Each member of Congress is permitted several free mailing  annually to constituents
    3. Incumbents have a decided advantage when it comes to raising campaign funds
  3. Personal Misconduct
    1. Roughly a fourth of House incumbents who lost their bids for reelection in the last decade were shadowed by ethical questions
  4. Turnout Variation:  The Midterm Election Problem
    1. Historically, the party holding the presidency loses seats in the midterm congressional elections, particularly in the House
    2. This pattern is attributable largely to a dropoff in turnout for midterm elections
  5. Strong Challengers:  A Problem for Senators
    1. Incumbents are particularly likely to face formidable due to the prestige of the office
  6. Redistricting:  A Problem for House Members
    1.  Every ten years, after each population census, the 435 seats in the House are reallocated among the states in proportion to their population
    2. The state legislatures decide how districts will be redrawn (or not redrawn) through the process of redistricting
    3. The process by which one party draws district boundaries to its advantage is called gerrymandering
  7. Safe Incumbency and Representation
    1. Congress is not highly responsive to political change
    2. The Republicans gained a decisive victory in 1994 on the strength of voters' anger at Washington
      1. A similar public mood in 1980 failed to translate into GOP control of the House of Representatives
    3. Safe incumbency weakens the public's influence on Congress
  8. Who are the Winners in Congressional Elections?
    1. One third of congressional members have studied law
    2. Members of Congress are disproportionately white and male
Congressional Leadership
  1. Section Introduction
    1. Because of their independent power base in their state or district, members of Congress have substantial independence within they serve
    2. There is an inherent tension in Congress between the institution's need for strong leadership at the top and the individual members' need to exercise power on behalf of constituents
  2. Party Leadership in Congress
    1. The House Leadership
      1. The main party leaders in the House are the Speaker, the majority leader, the minority leader, and minority whip
      2. The Speaker is often said to be the second most powerful official in Washington
        1. The powers of the Speaker:
          • to speak first on legislation during House debate
          • to give permission to members to speak from the floor
          • choosing the chairperson and majority-party members of the House Rules Committee
          • assigning bills to committees
    2. The Senate Leadership
      1. The Majority Leader is the most important party leadership position
        1. The powers of the Majority Leader:
          • formulates the majority's legislative policies and strategies
          • chairs the party's policy committee and acts as the party's voice in the chamber
        2. The Majority Leader does not preside over Senate
      2. The Constitution gives presiding power to the Vice President
        1. The V.P. usually does not preside over debate since he or she only votes to break a tie
        2. The President pro tempore has the right to preside in absence of the V.P.
          • The position is usually given to the most senior member of the majority and is largely honorary, since member can speak as long as they wish
    3. Party Leaders and Followers
      1. The power of all party leaders rests in the trust placed in them by members of their respective parties
      2. They are also positioned to influence national debate
      3. Party leaders are in a stronger position today than they were  a few decades ago as a result of changes in the composition of the congressional parties
      4. House and Senate members are less deferential to their leaders than they were in the past
      5. Today, junior House and Senate members pursue their own agendas more aggressively
  3. Committee Chairpersons:  The Seniority Principle
    1. Thirty-nine standing (permanent) committees (each with sub-committees)
    2. Committee chairs are always members of the majority party, almost always have the most seniority
    3. Abuses by some committee chairs had led to the change
    4. The seniority system persists because it has several important advantages:
      1. reduces the number of bitter power struggles occur if the chair were decided by open competition
      2. provides experienced and knowledgeable committee leadership
      3. enables members to look forward to the reward of a position as chair after years of committee service
    5. Congressional organization and leadership extend into subcommittees
  4. Oligarchy or Democracy:  Which Principle Should Govern?
    1. A balance between conducting the nation's business and a place for promoting constituency interests
    2. European parliaments have power are entirely concentrated at the top
The Committee System
  1. Section Introduction
    1. Most of the work of Congress is conducted through standing committees
    2. Each standing committee in Congress has its own staff
    3. Congress also has:
      1. select committees, which are created to perform specific tasks
      2. joint committees, composed of members of both houses
      3. conference committees, which are joint committees formed temporarily to work out differences in House and Senate versions of particular bills
  2. Committee Membership
    1. Each committee includes Republicans and Democrats
    2. Each standing committee has a fixed number of members
    3. Each party has a special committee in each chamber with responsibility for deciding who will fill vacancies on standing committees
    4. Subcommittees assignments are decided subcommittee members
  3. Committee Jurisdiction
    1.  The 1946 Legislative Reorganization Act requires each bill introduced in Congress to be referred to proper committee
    2. Jurisdiction has become contentious due to increased complexity of issues
    3. House subcommittees also have secure jurisdictions
How a Bill Becomes a Law
  1. Committee Hearings and Decisions
    1. A bill is a proposed legislative act
    2. Once a bill is introduced by a member of the House or Senate, it is given a number and a title and is then sent to the appropriate committee, which assigns it to one of its subcommittees
      1. About 10 percent of the bills make it out of committee to the floor
      2. A committee rarely decides fully the fate of legislation that is important to the majority party or its leadership
      3. If a bill seems to have merit, the subcommittee will schedule hearings on it
  2. From Committee to the Floor
    1. If the majority of the committee votes to recommend passage of the bill, it is referred to the full chamber for action
      1. In the House, the Rules Committee decides:
        1. when a bill will be voted on
        2. how long the debate on the bill will last
        3. whether bill can be amended
      2. The Senate has no Rules Committee, the majority leader instead schedules bills
      3. All Senate bills are subject to unlimited debate, unless there is a cloture vote by 3/5ths of the full Senate to limit debate to 30 hours
        1. Cloture votes can be used to thwart a filibuster -
          • a tactic to draw out debate till the other senators give in by withdrawing the bill
  3. Leadership and Floor Action
    1. Committee action is decisive on bills that address small issues
      1. The leaders and other members of Congress do watch committees and subcommittees for fair play or divisiveness
    2. On major bills, the party leaders are the critical factors
    3. Barbara Sinclair has written that the majority party's leaders have increasingly set the legislative agenda
  4. Conference Committees and the President
    1. For a bill to pass, it must receive the support of a simple majority
    2. To become law, a bill must be passed in identical for by both the House and the Senate
      1. A conference committee is formed to resolve differences between a House and Senate version of a particular bill
      2. The bill then goes to the House and Senate floors, where it can be passed, defeated, or returned to conference, but not amended
    3. After passage, the president must the sign the bill for it to become law,
      1. unless president fails to sign bill for 10 days (excluding Sundays) and Congress is still in session - the bill automatically becomes law
      2. if Congress is not in session after 10 days, then the bill does not become law - a pocket veto
      3. or the president can veto the law - killing the bill unless two-thirds of each chamber votes to over-ride the veto
Congress's Policymaking Role
  1. Section Introduction
    1. The Framers of the Constitution expected Congress to be the leading branch of the national government
    2. Congress's policymaking role revolves around its three legislative functions:
      1. lawmaking
      2. representation
      3. oversight
  2. The Lawmaking Function of Congress
    1. Broad Issues:  The Limits of Fragmentation on Congress
      1. Congress is structured in a way that makes agreement on large issues difficult to obtain
        1. Congress is made up of 2 chambers, each with its own authority and constituency base
        2. There are many members, representing different and sometimes opposing interests
      2. The fragmented nature of Congress enables the president to assume leadership on many issues
        1. The president can:
          • legislative proposals considered (but not necessarily adopted)
          • use leverage of office when prompt legislative action is imperative
          • can influence shape of legislation with implied threat of veto
      3. In its lawmaking activities, Congress has the support of three congressional agencies:
        1. Congressional Budget Office (CBO)
        2. Office of Management and Budget (OMB)
        3. General Accounting Office (GAO)
    2. Congress in the Lead:  Fragmentation as a Policymaking
      1. Congress occasionally does take the lead on large issues
      2. The great majority of the bills deal with narrow issues
      3. Most of the legislation passed by Congress is "distributive"
        1. It distributes benefits to a particular group while spreading the costs among the general public
    3. The Representation Function of Congress
      1. Section Introduction
        1. Representative function - the responsibility of a legislative to represent various interests in society
        2. Primary concern of a representative should be the interests of the nation as a whole or those of his or her own constituency
      2. Representation of States and Districts
        1. To get reelected, most members of Congress, tend toward a local orientation
        2. The committee system of Congress also promotes representation of local rather than national interests
        3. Constituency interests are also advanced by logrolling - the practice of trading one's vote with another member so that each get what one wants for one's district
        4. Representation of constituency interests has its limits
          • A representative's constituents have little interest in most issues that come before Congress
          • Often, members of Congress have no choice but go against the wishes of a significant portion of their constituency
      3. Representation of the Nation Through Parties
        1. When a clear-cut and vital national interest is at stake, members of Congress can be expected to respond to that interest
        2. In Congress, debates over national goals occur primarily along party lines
        3. Partisanship is the main source of division within Congress
        4. Partisanship also effects the president's relationship with Congress
    4. The Oversight Function of Congress
      1. Oversight function of Congress - the responsibility to see that the executive carries out the laws faithfully and spends the money properly
      2. Oversight is carried out largely through the committee system
      3. Oversight is easier to mandate than to carry out
        1. When an agency is suspected of serious abuses, a committee is likely to hold hearings
      4. Most federal programs must have their funding renewed every year - a requirement that gives Congress crucial leverage in its ongoing oversight function
      5. Oversight has it drawbacks, after the bureaucracy has acted and creating the damage
      6. Sunset law fixes a date on which a program will end, unless it is renewed by Congress
      7. The biggest obstacle to effective oversight is the sheer magnitude of the task
      8. Congress's zeal for oversight changes dramatically when allegations of scandal attract national media attention
        1. Enron example
Congress: Too Much Pluralism?
  1. Congress is an institution divided between service to the nation and service to the separate constituencies within it
  2. Pluralists admire this feature of Congress
    1. They argue that the United States has a majoritarian institution in the presidency and the Congress is a place where a diversity of interests are represented
  3. Congress cannot at once be an institution that is highly responsive both to diverse interests and to the national interest







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